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FINRA Receives SEC Approval to Require Member Firms to Report Treasury Transactions to TRACE

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Implementation Date Set for July 10, 2017

WASHINGTON — The Securities and Exchange Commission has approved FINRA’s proposal to require its members to report certain transactions in Treasury Securities to FINRA’s Trade Reporting and Compliance Engine (TRACE). FINRA has set July 10, 2017 as the implementation date.

The requirement will apply to all Treasury securities except savings bonds. At this time, FINRA will not disseminate information on transactions in Treasuries and will not charge fees on reports for Treasuries.


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