WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has censured Stephens Inc., of Little Rock, Arkansas, and fined the firm $900,000 for inadequately supervising firm-wide internal "flash" emails sent by its research analysts to convey information about companies and industries the firm covered.
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FINRA Fines Stephens Inc. $900,000 for Inadequate Supervision of Research Department "Flash" Emails
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