Board Approves Rulemaking Items and Annual Financial Report; Appoints New Members to Advisory Committees
WASHINGTON—FINRA’s Board of Governors held its second meeting of the year on May 11-12 in Fort Lauderdale, FL—near the organization’s Boca Raton office, the home of FINRA’s Securities Helpline for Seniors. The Board approved three rulemaking items and took action on three items related to governance.